Sep 8, 2020 08:08
3 yrs ago
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English term
delinquent filers
English to Russian
Law/Patents
Law (general)
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive
proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.
proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.
Proposed translations
(Russian)
| 3 +1 | регистранты, нарушившие сроки подачи отчетности |
Mikhail Zavidin
|
Change log
Sep 8, 2020 08:08: changed "Kudoz queue" from "In queue" to "Public"
Proposed translations
+1
1 hr
Mikhail Zavidin
Native in Russian
Works in field
The key thing is: be a perfectionist.
Native in: Russian 
Works in: English to Russian, Russian to English, Russian
Related KudoZ points
:
535
Selected
регистранты, нарушившие сроки подачи отчетности
filer— он же registrant — лицо, подающее заявление о регистрации
§ 229.405 (Item 405) Compliance with Section 16(a) of the Exchange Act.
(a) Reporting obligation. Every registrant having a class of equity securities registered pursuant to Section 12 of the Exchange Act (15 U.S.C. 78l) and every closed-end investment company registered under the Investment Company Act of 1940 (15 U.S.C. 80a-1 et seq.) must:
(1) Under the caption “Delinquent Section 16(a) Reports,” identify each person who, at any time during the fiscal year, was a director, officer, beneficial owner of more than ten percent of any class of equity securities of the registrant registered pursuant to Section 12 of the Exchange Act, or any other person subject to Section 16 of the Exchange Act with respect to the registrant because of the requirements of Section 30 of the Investment Company Act (“reporting person”) that failed to file on a timely basis reports required by Section 16(a) of the Exchange Act during the most recent fiscal year or prior fiscal years. https://www.law.cornell.edu/cfr/text/17/229.405
§ 229.405 (Item 405) Compliance with Section 16(a) of the Exchange Act.
(a) Reporting obligation. Every registrant having a class of equity securities registered pursuant to Section 12 of the Exchange Act (15 U.S.C. 78l) and every closed-end investment company registered under the Investment Company Act of 1940 (15 U.S.C. 80a-1 et seq.) must:
(1) Under the caption “Delinquent Section 16(a) Reports,” identify each person who, at any time during the fiscal year, was a director, officer, beneficial owner of more than ten percent of any class of equity securities of the registrant registered pursuant to Section 12 of the Exchange Act, or any other person subject to Section 16 of the Exchange Act with respect to the registrant because of the requirements of Section 30 of the Investment Company Act (“reporting person”) that failed to file on a timely basis reports required by Section 16(a) of the Exchange Act during the most recent fiscal year or prior fiscal years. https://www.law.cornell.edu/cfr/text/17/229.405
4 KudoZ points awarded for this answer.
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