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French translation: conformité [aux règles de négociation] [des opérations] sur les marchés financiers

GLOSSARY ENTRY (DERIVED FROM QUESTION BELOW)

English term or phrase:	Capital Markets Compliance
French translation:	conformité [aux règles de négociation] [des opérations] sur les marchés financiers
Entered by:	Germaine

13:28 Sep 19, 2019

English to French translations [PRO]
Bus/Financial - Finance (general) / Financial Compliance

English term or phrase: Capital Markets Compliance

Capital markets compliance in this context includes all the procedures which must be put into place by companies dealing in capital markets to prevent abuses such as insider trading and other illegal practices.

Yves Barry Ben KudoZ activity Questions: 318 (5 open) (6 without valid answers) (2 closed without grading) Answers: 0 France
Local time: 08:43

conformité [aux règles de négociation] [des opérations] sur les marchés financiers

Explanation:
Dans ce contexte, la conformité aux règles de négociation sur les marchés financiers comprend toutes les procédures qui doivent être mise en place par les sociétés qui [interviennent] [transigent] sur les marchés [financiers][des capitaux] afin de prévenir les abus, telles les opérations d'initiés ou autres pratiques [illicites] [illégales]. ou

Dans ce contexte, la conformité des opérations sur [les] marchés financiers...

https://www.ocrcvm.ca/industry/marketmonitoringanalysis/Page...

https://www.google.com/search?sxsrf=ACYBGNSm2yzXwmbYN-NDlhur...

https://lautorite.qc.ca/fileadmin/lautorite/reglementation/v...

Selected response from:

Germaine
Canada
Local time: 02:43

Grading comment

Selected automatically based on peer agreement.
4 KudoZ points were awarded for this answer

Summary of answers provided

5 +3

conformité [aux règles de négociation] [des opérations] sur les marchés financiers

Germaine

4 +2

conformité avec les rêglements des marchés financiers

Nicolas Gambardella

conformité aux régulations des marchés financiers

Francois Boye

Answers

4 mins confidence:

peer agreement (net): +2

capital markets compliance conformité avec les rêglements des marchés financiers

Explanation:
Je pense.

Nicolas Gambardella
United Kingdom
Local time: 07:43
Native speaker of:

French
PRO pts in category: 14

3 hrs confidence:

peer agreement (net): +3

capital markets compliance

conformité [aux règles de négociation] [des opérations] sur les marchés financiers

Germaine
Canada
Local time: 02:43
Specializes in field
Native speaker of: French
PRO pts in category: 685

Grading comment

Selected automatically based on peer agreement.

1 day 19 hrs confidence:

capital markets compliance conformité aux régulations des marchés financiers

Explanation:
Insider trading is regulated and sanctioned by regulatory bodies

Francois Boye
United States
Local time: 02:43
Specializes in field
Native speaker of:

French
PRO pts in category: 964

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